Pandey on The Agentic AI Governance Framework: A Universal Model for Risk, Accountability, and Compliance in Autonomous Systems

Rajat Pandey (MindscopeAi LLP) has posted “The Agentic AI Governance Framework: A Universal Model for Risk, Accountability, and Compliance in Autonomous Systems” (https://orcid.org/0009-0001-8440-2191) on SSRN. Here is the abstract:

The rapid and enthusiastic interest in development and deployment of Agentic AI and especially autonomous agents which are capable of independent reasoning, leveraging and  executing tools, has outpaced the definition of governance mechanism that is required to manage their operational, ethical and regulatory risks.There are existing AI governance models like NIST AI RMF, ISO/IEC 42001, do provide foundational controls however, they are very generic and lack the implementation depth for these conitnuously acting, multi-agent systems.

This paper introduces The Agentic AI Governance Framework, which is a six principled lifecycle model designed to ensure traceability, accountability, and regulatory alignment across agentic deployments. The framework formalizes quantifiable controls through two applied mechanisms: the Agentic Log Retention Index (ALRI), which defines evidenceretention periods based on agent risk and jurisdiction, and a Runtime Governance Architecture integrating human-in-loop escalation, tool-access allow-lists, and modelprovenance capture. Implementation mappings are provided for major orchestration environments including LangChain, Power Platform, and UiPath. 

Adoption of the framework enables organizations to reconstruct agentic decisions within 24 hours, achieve ≥ 95 % provenance coverage, and detect behavioral drift within 10 % variance. The proposed model bridges the current gap between compliance principles and deployable governance practice, establishing a reusable baseline for safe and auditable Agentic AI operations.